AN1149-5 [LUMILEDS]

Secondary Optics Design Considerations for SuperFlux LEDs; 二次光学设计考虑食人鱼LED灯
AN1149-5
型号: AN1149-5
厂家: LUMILEDS LIGHTING COMPANY    LUMILEDS LIGHTING COMPANY
描述:

Secondary Optics Design Considerations for SuperFlux LEDs
二次光学设计考虑食人鱼LED灯

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中文:  中文翻译
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application brief AB20-5  
replaces AN1149-5  
Secondary Optics Design  
Considerations for SuperFlux LEDs  
Secondary optics are those optics which exist outside of the LED package, such as reflector  
cavities, Fresnel lenses, and pillow lenses. Secondary optics are used to create the desired  
appearance and beam pattern of the LED signal lamp.  
The following section details the optical characteristics and optical model creation for Lumileds  
SuperFlux LEDs. In addition, simple techniques to aid in the design of collimating reflectors,  
collimating lenses, and pillow lenses are discussed.  
Table of Contents  
Optical Characteristics of SuperFlux LEDs  
LED Light Output  
2
2
SuperFlux LED Radiation Patterns  
Optical Modeling of SuperFlux LEDs  
Point Source Optical Model  
2
3
3
Detailed Optical Models  
4
Secondary Optics  
5
Pillow Lens Design  
9
Design Case—Pillow Design for an LED CHMSL  
9
Non-symmetric Pillow Lenses  
11  
11  
12  
13  
14  
14  
15  
15  
16  
17  
18  
19  
19  
21  
Selecting the Size of the Pillow Optic  
Recommended Pillow Lens Prescriptions  
Other Diverging Optics  
Reflector Design  
Design Case—Reflector for a CHMSL Application  
Reflector Cavities with Linear Profiles  
Reflector Cavities with Square and Rectangular Exit Apertures  
Other Reflector Design Techniques  
Collimating Lens Design  
Fresnel Lens Design  
Design Case—Collimator Lens  
Other Lens Design Options  
Appendix 5A  
Optical Characteristics of  
SuperFlux LEDs  
LED Light Output  
The light output of an LED is typically described  
by two photometric measurements, flux and  
intensity.  
Solid angle is used to describe the amount of  
angular space subtended. Angular space is  
described in terms of area on a sphere. If a solid  
angle w, with its apex at the center of a sphere of  
radius r, subtends an area A on the surface of  
In simple terms, flux describes the rate at which  
light energy is emitted from the LED. Total flux  
from an LED is the sum of the flux radiated in all  
directions. If the LED is placed at the center of a  
sphere, the total flux can be described as the  
sum of the light incident over the entire inside  
surface of the sphere. The symbol for  
2
that sphere, then w = A/r . The units for solid  
angle are steradians (sr).  
To put some of these concepts into perspective,  
consider the simple example of a candle. A  
candle has an intensity of approximately one  
candela. A candle placed in the center of a  
sphere radiates light in a fairly uniform manner  
photometric for flux is F v, and the unit of  
measurement is the lumen (lm).  
2
2
2
over the entire inner surface (w = A/ r = 4p r / r =  
4p steradians). With this information, the flux from  
a candle can be calculated as shown below:  
In simple terms, intensity describes the flux  
density at a position in space. Intensity is the  
flux per unit solid angle radiating from the LED  
source. The symbol for photometric intensity is  
Iv, and the unit of measurement is the candela  
(cd).  
SuperFlux LED Radiation Patterns  
The radiation pattern of an LED describes  
how the flux is distributed in space. This is  
accomplished by defining the intensity of the  
LED as a function of angle from the optical axis.  
intensity, the radiation pattern becomes a  
description of how the flux is distributed,  
independent of the amount of flux produced.  
Figure 5.1 shows a graph of the radiation pattern  
for an HPWA-Mx00 LED.  
Since the radiation pattern of most LEDs is  
rotationally symmetric about the optical axis, it  
can be described by a simple, two-axis graph of  
intensity versus angle from the optical axis.  
Intensity is normalized in order to describe the  
relative intensity at any angle. By normalizing  
An attribute of the radiation pattern that is of  
common interest is known as the full-width, half-  
max, or 2q1/2. This attribute describes the full  
angular width of the radiation pattern at the half  
power, or half maximum intensity point. Looking  
at Figure 5.1, the 2q1/2 of the HPWA-Mx00 LED  
is approximately 90°.  
Looking at Figure 5.2, the total included angle is  
approximately 95°. This implies that 90% of the  
flux produced by an HPWA-Mx00 LED is emitted  
within a 95° cone centered on the optical axis.  
Another attribute that is of common interest is  
the total included angle, or qv 0.9. This attribute  
describes the cone angle within which 90% of  
the total flux is radiated. Using Figure 5.1, the  
percent of total flux versus included angle can  
be calculated and graphed. (The derivation of  
this graph is shown in Appendix 5A.) This graph  
is included in the data sheet of SuperFlux LEDs  
and is shown in Figure 5.2 for the HPWA-Mx00  
LED.  
Figure 5.1 Graph of the radiation pattern for an  
HPWA-MxOO LED.  
Optical Modeling of SuperFlux LEDs  
An optical model of the LED is useful when  
designing secondary optic elements such as  
reflector cavities and pillow lenses. The optical  
output of an LED can be approximated as a  
point source of light passing through an  
aperture, but modeling errors may be  
unacceptable when lenses or reflectors are  
placed within 25 mm of the SuperFlux LED. A  
more accurate technique involves using an  
optical model, which takes into account the  
extended source size of the LED.  
Point Source Optical Model  
The internal structure of a SuperFlux LED is  
shown in Figure 5.3. Light is produced in the  
LED chip. A portion of this light goes directly  
from the chip and is refracted by the epoxy  
dome (refracted-only light). The remainder of  
the light is reflected by the reflector cup and  
then refracted by the epoxy dome (reflected-  
refracted light).  
Figure 5.2 Percent total flux vs. included angle for  
an HPWA-MxOO LED.  
The light that is refracted appears to come from  
a certain location within the LED, while the light  
which is reflected and refracted appears to  
come from a different location. In addition,  
because the LED chip itself has physical size  
and is not a point source, the refracted-only light  
does not appear to come from a single location,  
but a range of locations or a focal smear. This is  
true for the reflected-refracted light as well.  
3
These focal smears overlap, creating an  
points source; and the aperture size should be  
equal to that of the epoxy dome at its base as  
shown in Figure 5.5.  
elongated focal smear as shown in Figure 5.4.  
To create the best approximation using a point  
source model, the center point of the focal  
smears should be chosen as the location of the  
The optimal position of the point source for each  
SuperFlux LED is shown in Table 5.1.  
Figure 5.3 Internal structure of a SuperFlux  
LED.  
Figure 5.4 Focal smear produced by reflected  
and reflected-refracted light.  
Detailed Optical Models  
Detailed optical models of LEDs include all  
the internal optical structures within the LED  
including the chip, the reflector, and the dome.  
In order to accurately construct such a model,  
detailed information about the chip, the reflector  
surface, and the epoxy encapsulant must be  
known. The process usually involves a tedious  
trial and error technique of changing parameters  
in the model until empirical measurements are  
matched.  
Table 5.1  
Position of Point Source for SuperFlux LEDs  
SuperFlux LED  
Part Number  
Position of Point Source  
“Z” (mm)  
HPWA-MxOO  
HPWA-Dx00  
HPWT-Mx00  
HPWT-DxOO  
1.03  
1.13  
0.99  
1.17  
Due to the complexity of this process, Lumileds  
Lighting provides customers with rayset files for  
SuperFlux LEDs. The raysets contain spacial  
and angular information on a set of rays exiting  
the device at the dome surface. These raysets  
can be used by many optical-modeling software  
packages. Contact your local Lumileds  
Applications Engineer for more information and  
copies of the raysets.  
4
Secondary Optics  
This section contains practical design tools for  
secondary optic design. More accurate and  
sophisticated techniques exist which are beyond  
the scope of this application note. The design  
methods discussed here are proven, but no  
analytical technique can completely replace  
empirical testing. Designs should always be  
prototyped and tested as early in the design  
process as possible.  
optics), and those that gather the incoming light  
into a collimated beam (collimating optics).  
The most common type of diverging optic used  
in automotive signal lamp applications is the  
pillow lens. The pillow lens spreads the incoming  
light into a more divergent beam pattern, and it  
breaks up the appearance of the source  
resulting in a more uniform appearance. A cross  
section of an LED signal lamp with a pillow lens  
is shown in Figure 5.6.  
Secondary optics are used to modify the output  
beam of the LED such that the output beam of  
the finished signal lamp will efficiently meet the  
desired photometric specification. In addition,  
secondary optics serve an aesthetic purpose by  
determining the lit and unlit appearance of the  
signal lamp. The primary optic is included in the  
LED package, and the secondary optics are part  
of the finished signal lamp. There are two  
primary categories of secondary optics used,  
those that spread the incoming light (diverging  
Figure 5.5 Point source model of a SuperFlux  
LED.  
Figure 5.6 Cross section of an LED signal  
lamp with a pillow lens.  
Figure 5.7 Cross section of an LED  
signal lamp with a reflector cavity and  
pillow lens.  
5
Figure 5.8 Cross section of an LED signal  
lamp with Fresnel and pillow lenses.  
As the spacing between the pillow and the  
LEDs is increased, each LED will illuminate a  
larger area of the pillow lens. As the spot  
illuminated by each LED grows and as the  
adjacent spots begin to overlap, the lens will  
appear more evenly illuminated. The trade-off  
between lamp depth and lit uniformity is a  
common consideration in LED design, where  
both unique appearance and space-saving  
packages are desired.  
LED signal lamp with a Fresnel lens and a pillow  
lens is shown in Figure 5.8.  
In general, designs that use collimating  
secondary optics are more efficient, and produce  
a more uniform lit appearance than designs  
utilizing only pillow or other non-collimating  
optics. Fresnel lenses are a good choice for thin  
lamp designs and produce a very uniform lit  
appearance. Reflectors are a good choice for  
thicker lamp designs and are more efficient than  
Fresnel lenses at illuminating non-circular areas.  
This is because reflectors gather all of the light,  
which is emitted as a circular pattern for most  
SuperFlux LEDs, and redirect it into the desired  
shape. In addition, reflectors can be used to  
create a unique, “jeweled” appearance in both  
the on and off states.  
Collimating optics come in two main varieties:  
reflecting and refracting. Reflecting elements are  
typically metalized cavities with a straight or  
parabolic profile. A cross section of an LED  
signal lamp with a reflector cavity and a pillow  
lens is shown in Figure 5.7.  
Refracting, collimating optics typically used in  
LED signal lamp applications include plano-  
convex, dualconvex, and collapsed plano-  
convex (Fresnel) lenses. A cross section of an  
The dependency of reflector height on reflector  
efficiency will be covered later in this section.  
Figure 5.9 Half-angle subtended by an individual  
pillow (A) for convex (upper) and concave (lower)  
pillow lenses.  
6
Figure 5.10 Half-angle divergence of the  
input beam (B).  
Figure 5.11 Ideal radiation pattern  
produced by a pillow optic where  
A(n-1) > B.  
Figure 5.12 Ideal radiation pattern  
produced by a pillow optic where  
A(n-1) < B.  
Figure 5.13 Ideal input beam with half-  
angle divergence B.  
7
Figure 5.14 Common form of the input  
beam with half-angle divergence B.  
Figure 5.15 Ideal vs. actual radiation  
patterns from a pillow lens.  
Table 5.2  
CHMSL INTENSITY SPECIFICATION  
Vertical Test Points  
Minimum Luminous Intensity  
(degrees)  
(cd)  
16  
25  
25  
25  
10 U  
5 U  
H
5 D  
8
8
16  
16  
16  
25  
25  
25  
25  
25  
25  
16  
16  
16  
Horizontal Test Points  
(degrees)  
10 L  
5 L  
V
5 R  
10 R  
8
Pillow Lens Design  
Consider a pillow lens where the half-angle  
subtended by and individual pillow is A as  
shown in Figure 5.9, and the input beam has  
a half-angle divergence B as shown in Figure  
5.10.  
The ideal radiation patterns shown in Figures  
5.11 and 5.12 assume that the input beam has  
a box-like radiation pattern as shown in Figure  
5.13.  
However, in actual cases the input beam will  
have the characteristics of the Cosine form of  
the Lambertian as shown in Figure 5.14.  
The ideal radiation pattern generated would be  
as shown in Figure 5.11, where n is the index of  
refraction of the pillow lens material. It should be  
noted that Figure 5.11 is applicable when B is  
smaller than A(n-1). This assumption is true for  
most LED applications using a collimating  
secondary optic.  
The differences between the ideal, box-like input  
beam, and the more common Lambertian input  
beam result in changes to the final radiation  
pattern as shown in Figure 5.15. The magnitude  
of this deviation in the radiation pattern can be  
estimated by evaluating the magnitude of the  
input beam’s deviation from the ideal. This  
deviation from the ideal should be considered  
in the design of the pillow lens.  
In cases where B is larger than A(n-1), which is  
often the case when the LED is used without a  
collimating optic, the ideal radiation pattern  
would be as shown in Figure 5.12.  
Design Case—Pillow Design for an LED CHMSL  
Consider the case where a collimating secondary optic is  
Using a Center High Mounted Stop Lamp (CHMSL) as an  
example, we can see how the design techniques discussed  
previously can be used to determine an optimum value of A.  
The minimum intensity values for a CHMSL are shown in  
Table 5.2.  
used producing a beam divergence of B = 5° (B < A(n-1))  
and similar to that shown in Figure 5.14. The pillow lens  
material is Polycarbonate which has an index of refraction of  
1.59 (n = 1.59). The ideal CHMSL radiation pattern is shown  
in Figure 5.17 such that all the extreme points of the  
specification are satisfied. Figure 5.17 shows the predicted  
actual radiation pattern.  
As a conservative estimate, we can treat this pattern as  
symmetric about the most extreme points. The extreme  
points are those with the highest specified intensity values  
at the largest angular displacements from the center of the  
pattern. These points are shown in italics in Table 5.2. The  
angular displacement of a point from the center is found by  
taking the square root of the sum of the squares of the  
angular displacements in the vertical and horizontal  
directions. A point at 10R and 5U would have an angular  
displacement from the center of:  
From Figure 5.17, we can see that A(n-1)-B = 8°?and  
A(n-1)+B = 18°; therefore, A = 22°. The value of A selected  
will determine how much spread the pillow optic adds to the  
input beam.  
These points are charted on an intensity versus angle plot in  
Figure 5.16.  
9
Figure 5.16 Extreme points on the CHMSL  
specification.  
Figure 5.17 Ideal and actual  
radiation patterns satisfying the  
extreme points of the CHMSL  
specifications.  
Figure 5.18 Toroidal pillow  
geometry.  
10  
Figure 5.19 Radiation pattern  
produced by a toroidal pillow  
(determine AV < Ah)  
Non-symmetric Pillow Lenses  
performance, provided the individual pillows are  
small relative to the area illuminated by the light  
source. For incandescent designs, this is not an  
issue and aesthetic considerations dictate the  
pillow size. However, for LED designs, the light  
source is an array of individual LEDs. The pillow  
lens pitch must be small relative to the area  
illuminated by a single LED or the pillow will not  
behave as designed. For this reason, pillows  
designed for LED applications typically have a  
pitch of 1 to 5 mm; where those designed for  
incandescents can be as large as 10 mm.  
In our previous example, the CHMSL radiation  
pattern was treated as if it were symmetric  
about its center. In this case, the radii of the  
pillow were the same along the horizontal and  
vertical axes, resulting in a spherical pillow.  
In some signal lamps, the desired output beam  
is much wider along the horizontal axis than  
along the vertical axis. In these cases, the  
optimum value of A will be larger for the  
horizontal axis (Ah) than the vertical axis (Av).  
The resulting geometry would be that of a  
circular toroid, which can be visualized as a  
rectangular piece cut from a doughnut as  
shown in Figure 5.18.  
Figure 5.20 shows a top view of a single pillow  
with the pitches along both the horizontal, Ph ,  
and vertical, Pv, axes. In addition, the cross-  
section geometry through the center of the  
primary axes is shown.  
For non-symmetric pillow designs, an exercise  
similar to that performed for the CHMSL  
example must be performed for both the  
vertical and horizontal axes in order to  
determine Av and Ah. The resulting isocandela  
plot of the radiation pattern will appear as  
shown in Figure 5.19.  
After Ah and Av have been calculated, and the  
pitch has been chosen along one axis; the radii,  
R, and pitch along the other axis can be  
determined by using the following equations:  
(Note: Ph was chosen as a known value for this  
example.)  
Selecting the Size of the Pillow Optic  
After determining A for both axes, the next step  
is to determine the size, or pitch of the pillows.  
The pitch of the pillow typically does not effect  
11  
Recommended Pillow Lens Prescriptions  
Table 5.3 lists recommended pillow  
prescriptions (Ah & Av) for different signal lamp  
applications. The pitch can be changed to suit  
by varying R as described in the previous  
section.  
case of the CHMSL, the desired output beam is  
the same in the vertical and horizontal. In  
addition, for applications where no collimating  
secondary optic is used, the function of the  
pillow is to break up the appearance of the  
sources rather than spread the output beam.  
In these cases, a weak, symmetric prescription  
pillow was chosen.  
Examining Table 5.3, we observe that for  
CHMSL designs, a symmetric pillow  
prescription was chosen (Ah = Av). However, for  
the rear combination lamp/front turn signal  
(RCL/FTS) application utilizing a collimating  
optic, a non-symmetric pillow prescription was  
used (Ah > Av). The desired output beam pattern  
for the RCL/FTS applications is twice as wide in  
the horizontal than in the vertical; whereas in the  
The technique described above provides some  
practical tools for designing pillow lenses. If  
optical modeling software is available, along with  
an accurate model of the LED source, these  
tools should be utilized to aid in the design  
process and provide more accurate models of  
the final output beam.  
Table 5.3  
RECOMMENDED PILLOW LENS PRESCRIPTIONS  
Collimating  
Optic  
Ah  
(deg)  
22  
Av  
(deg)  
22  
Rh  
(mm)  
5.3  
Ph  
(mm)  
4
Rv  
(mm)  
5.3  
Pv  
(mm)  
4
Application  
CHMSL  
LED Type  
HPWA-MHOO  
Fresnel Lens  
(B = 5°)  
CHMSL  
RCL/FTS  
RCL/FTS  
HPWT-DHOO  
HPWT-MxOO  
HPWT-MxOO  
None  
5
30  
5
5
20  
5
17  
4.0  
17  
3
4
3
17  
8.9  
17  
3
5.7  
3
(B = 20°)  
Fresnel Lens  
(B = 7°)  
Reflector  
Cavity  
(B = 20°)  
Figure 5.20 Geometry of a single pillow.  
12  
Figure 5.21 Cross-section geometry of a  
desired reflector cavity.  
Other Diverging Optics  
Pillow lenses are the most popular diverging  
optic used in automotive signal lamps, however,  
other types exist which produce similar effects  
but have different appearances. Alternate types  
of diverging optics include: diffuse lenses,  
faceted lenses, rod lenses, and many others  
including combinations of the above. For  
example, diffuse lenses produce a uniform lit  
appearance and a cloudy unlit appearance. Pillow  
lenses can be diffused by bead-blasting the pillow  
lens surface on the mold tool resulting in a less  
efficient optic, but one that is more uniform in  
appearance when lit.  
Figure 5.22 Geometry of a parabola.  
Figure 5.23 LED position relative to the  
parabola.  
Figure 5.24 Design of parabolic reflector  
with f = 0.66 mm.  
13  
Reflector Design  
Reflector cavities serve two main purposes: to  
redirect the light from the LED into a useful  
beam pattern, and to provide a unique  
appearance for the finished lamp. Often the look  
sought after is not achievable by the most  
optically efficient design. As a result, there is a  
trade-off required between optical efficiency  
and lit appearance to arrive at an acceptable  
design.  
the reflector. Once the parabola has been  
designed, a cavity with a profile comprised of  
multiple linear sections that closely approximates  
the form of the parabola may be used depending  
on the look desired.  
In order to accommodate the SuperFlux LED  
dome, the bottom aperture of the reflector must  
be greater than three-millimeters in diameter.  
Considering the tolerances of the molded  
As discussed in the previous section Point  
Source Optical Model, a parabola is designed  
to collimate the light from the point source. For  
reflector, the LED, the LED alignment to the PCB,  
and the alignment of the reflector to the PCB, the  
bottom reflector aperture should be a minimum of  
the design technique discussed here, the LED is 3.5 mm in diameter. The focal length of the  
treated as a point source. This treatment is very  
accurate for larger parabolas where the size of  
the dome is small relative to the exit aperture of  
reflector must be greater than 0.5 mm to produce  
a bottom aperture of greater than 3.5 mm.  
Design Case—Reflector for a CHMSL Application  
Consider the case where a reflector cavity will be used to  
collimate the light from an HPWT-MH00 source, and a  
pillow optic cover lens will be used to form the final radiation  
pattern. Vacuum-metalized ABS plastic will be used as the  
reflector material. The reflector cavity can be a maximum of  
20 mm in height and should have a minimum opening for  
the LED dome of diameter 3.75mm to accommodate piece-  
part misalignment and tolerances. The LED spacing is 15  
mm, and each cell must illuminate a 15 mm x 15 mm patch  
on the pillow lens. Figure 5.21 shows a cross-section of the  
lamp described above. The geometry of a parabola, in polar  
coordinates, is described by the following equation:  
Table 5.4 describes the profiles of three different parabolas  
(f = 0.9 mm, 0.7 mm, 0.66 mm).  
An efficient, practical collimator design for a CHMSL  
application should collimate all the light beyond 20°?from on  
axis (f £ 20°). More efficient reflectors can be designed which  
collimate more of the light, but they are typically too deep to be  
of practical value.  
The ideal reflector for this application will have the following  
characteristics:  
Height constraint: 0.99 £ z £ 20 mm  
Fit of LED dome into bottom aperture:x (z = 0.99 mm) ³ ?1.875  
mm  
Figure 5.22 shows how the terms in this equation are  
applied.  
15 mm pitch: x (F = 20°) @?7.5 mm  
From Table 5.1, we find that the optimum point source  
location for the HPWT-MH00 LED is at Z = 0.99 mm.  
Placing the point source of the LED at the focus of the  
parabola will result in an LED position as shown in Figure  
5.23.  
Looking at Table 5.4, we find that the parabola with f = 0.66  
mm most closely meets these requirements. Figure 5.24 gives  
the geometry of the parabolic reflector chosen.  
Since the base of the LED dome is above the location of the  
parabola’s focus, this implies that 2f < 1/2 base aperture =  
3.75 mm/2 = 1.875 mm (f < 0.94 mm). This information will  
give us a starting point to begin searching for the optimum  
parabola.  
14  
Figure 5.25 shows the profiles of several  
practical reflector geometries (f = 0.5 to 1.0  
mm). It should be noted that in order to  
produce a reflector with a cutoff angle less than  
20°, the height must increase radically. For this  
reason, reflectors with a high degree of  
collimation (<20°) are often impractical.  
Therefore, Fresnel lenses are the preferred  
method to produce highly collimated beams. In  
addition, it can be seen that reflectors with  
smaller focal lengths can produce a greater  
degree of collimation in a shorter height,  
however, the exit aperture also becomes  
smaller.  
Reflector Cavities with Square  
and Rectangular Exit Apertures  
The previous sections dealt with reflector cavities  
that are rotationally symmetric about the optical  
axis, which result in round entrance and exit  
apertures. In some designs, it may be desirable to  
have a square or rectangular exit aperture in order  
to more evenly illuminate a square or rectangular  
section of the cover lens. In this type of design,  
each axis of the reflector cavity must be analyzed  
separately, using the techniques described in the  
previous section.  
It should be noted that these reflector cavities will  
produce beam patterns that are similar in shape  
to their exit aperture. Figure 5.27 compares the  
beam patterns of the rotationally-symmetric  
parabolic reflector designed in the previous  
example Design Case—Reflector for a CHMSL  
Application to that of a reflector cavity with a  
square exit aperture having the same wall profile.  
In this case, each side of the square exit aperture  
is equal in length to the diameter of the circular  
exit aperture of the parabolic design.  
Reflector Cavities with Linear Profiles  
After designing the appropriate parabolic  
reflector, this form can be closely approximated  
by a few linear sections. Reflectors with linear  
profiles require simpler mold tools and are  
easier to measure and verify the accuracy of the  
form. Usually two linear sections are sufficient  
depending on the efficiency needed and the  
appearance that is sought. Figure 5.26 shows  
an approximation of the parabolic reflector from  
the previous section, designed by a best fit of  
two linear sections.  
_
Figure 5.25 Comparison of Practical  
Parabolic Reflector Profiles.  
15  
Other Reflector Design Techniques  
Many other methods exist to design reflectors  
for LED sources.  
rotationally symmetric reflectors by mapping the  
flux contained within the source beam into the  
desired output beam. This method breaks the  
input beam into angular sections, each containing  
a known percentage of the total flux. It is then  
determined at what angle each of these flux  
packets should be reflected to produce the  
desired output beam. The profile of the final  
reflector will consist of a series of straight  
sections. As the number of flux packets  
considered is increased, the number of steps in  
the reflector increases, until a smooth curve is  
approximated.  
Nonimaging techniques focus on extracting light  
from the LED source and redirecting it such that  
the exit beam has the desired divergence. The  
most common form of a Nonimaging reflector  
used for LED applications is a truncated,  
compound parabolic collector (CPC). Several  
publications explaining the principles of  
Nonimaging optics exist. One such text is High  
Collection Nonimaging Optics by Welford &  
Winston, 1989.  
Detailed information on the reflector design  
principles developed by William Elmer can be  
found in The Optical Design of Reflectors by  
William Elmer, 1989.  
Other reflector design techniques have been  
developed by William B. Elmer. One concept of  
particular interest is a method for designing  
Figure 5.27 Isocandela plots of a circular vs.  
square reflector design.  
Figure 5.26 Linear profile approximation of a  
parabolic reflector (f = 0.66 mm).  
16  
Table 5.4  
PROFILE GEOMETRY OF PARABOLAS (f = 0.9 mm, 0.7 mm, 0.66mm)  
f
r
x
z
F
(deg.)  
F
(rad.)  
(mm)  
(mm)  
(mm)  
(mm)  
0.9  
20  
22  
25  
30  
35  
40  
45  
50  
55  
60  
65  
70  
20  
22  
25  
30  
35  
40  
45  
50  
55  
60  
65  
70  
20  
22  
25  
30  
35  
40  
45  
50  
55  
60  
65  
70  
0.35  
0.38  
0.44  
0.52  
0.61  
0.70  
0.79  
0.87  
0.96  
1.05  
1.13  
1.22  
0.35  
0.38  
0.44  
0.52  
0.61  
0.70  
0.79  
0.87  
0.96  
1.05  
1.13  
1.22  
0.35  
0.38  
0.44  
0.52  
0.61  
0.70  
0.79  
0.87  
0.96  
1.05  
1.13  
1.22  
29.85  
24.72  
19.21  
13.44  
9.95  
7.69  
6.15  
5.04  
4.22  
3.60  
3.12  
2.74  
23.21  
19.23  
14.94  
10.45  
7.74  
5.98  
4.78  
3.92  
3.28  
2.80  
2.42  
2.13  
21.89  
18.13  
14.09  
9.85  
7.30  
5.64  
4.51  
3.70  
3.10  
2.64  
2.29  
2.01  
10.21  
9.26  
8.12  
6.72  
5.71  
4.95  
4.35  
3.86  
3.46  
3.12  
2.83  
2.57  
7.94  
7.20  
6.31  
5.22  
4.44  
3.85  
3.38  
3.00  
2.69  
2.42  
2.20  
2.00  
7.49  
6.79  
5.95  
4.93  
4.19  
3.63  
3.19  
2.83  
2.54  
2.29  
2.07  
1.89  
28.05  
22.92  
17.41  
11.64  
8.15  
5.89  
4.35  
3.24  
2.42  
1.80  
1.32  
0.94  
21.81  
17.83  
13.54  
9.05  
6.34  
4.58  
3.38  
2.52  
1.88  
1.40  
1.02  
0.73  
20.57  
16.81  
12.77  
8.53  
5.98  
4.32  
3.19  
2.38  
1.78  
1.32  
0.97  
0.69  
0.70  
0.66  
Collimating Lens Design  
In this section we will deal with spherical lenses  
and geometrical optics design techniques,  
treating the LED as a point source of light. More  
sophisticated and accurate methods exist, but  
are beyond the scope of this application note.  
Where:  
f = focal length of the lens  
n = index of refraction of the lens material  
R1= radius of lens surface nearest the LED  
R2= radius of other lens surface  
T = thickness of the lens  
An LED signal lamp with a dual-convex,  
collimator lens is shown in Figure 5.28. The  
“lensmaker’s” formula for this arrangement  
is shown below:  
If T is less than one sixth of the diameter of the  
lens, then this equation simplifies to:  
17  
For thin lenses, it is a good approximation to  
A cross-section through the center of a plano-  
convex lens, and its Fresnel counterpart are  
shown in Figure 5.32.  
measure f from the center of the lens.  
For thin, plano-convex lenses (R1 = ¥ ), the  
equation further simplifies to:  
The thickness of the Fresnel lens is reduced as  
the number of steps is increased. Typically Fresnel  
lenses are designed with the minimum number of  
steps needed to achieve the desired thickness,  
because additional light losses may occur at the  
internal faces and joining vertices. However, for  
plastic lenses, a thin design is desirable where  
excessive lens thickness will result in sink  
distortions. Therefore, the performance and  
moldability of a lens are traded-off when choosing  
the optimal number of steps.  
The above equations assume all rays arrive at  
shallow angles with respect to the optical axis  
(paraxial assumption). However, for SuperFlux  
LED applications, where much of the flux is  
contained at angles far from the optical axis,  
this is not the case. As a result, rays which are  
not close to the optical axis will be bent at too  
great an angle, a condition known as spherical  
aberration. A correction factor, C, can be added  
to the above equations to compensate for this  
effect as shown below:  
For most LED collimator designs, a correction  
factor of C @ 1.35 will produce the best results.  
The value of f chosen can be checked by  
tracing a ray from the source to the outer edge  
of the collimator lens (edge ray). If the edge ray  
is under collimated, the value of C used is too  
large. If the edge ray is over collimated, the  
value of C used is too small. Figure 5.29  
graphically depicts the edge ray method for  
checking f.  
Figure 5.28 Cross-section of an LED signal  
lamp using a dual-convex, collimator lens.  
Fresnel Lens Design  
A Fresnel lens can be visualized as a thick  
convex lens which has been collapsed about a  
series of circular, stepped setbacks. This type  
of lens takes on the properties of a much  
thicker lens and eliminates the difficulties  
involved with the manufacture of thick lenses.  
Figure 5.29 Edge ray method for checking f.  
18  
Design Case—Collimator Lens  
Consider the case where a lens will be used to collimate the  
light from an HPWT-DH00 source, and a pillow optic cover  
lens will be used to form the final radiation pattern. Clear  
PMMA (n = 1.49) will be used as the lens material. The LED  
spacing is 20 mm and the spacing from the top of the PCB  
to the top surface of the lens must be less than 25 mm.  
The total included angle of the HPWT-DH00 is 70°,  
therefore, to capture 90% of the light from the LED, the lens  
must span 35°?from the optical axis, and fill a 20 mm X 20  
mm area. The combination of included angle, lamp depth,  
and LED spacing define the necessary items to determine f.  
Figure 5.30 shows a cross-section of the lamp described  
above.  
To optimize collection efficiency, R1 must be greater than R2.  
By placing the flatter surface closer to the LED, the ray  
bending is more equally shared between the two lens surfaces.  
However, if R2 becomes too small, the lens will be too thick  
and difficult to manufacture. A good compromise between  
these two competing factors is R1 = 24 mm, and R2 = 18 mm.  
Figure 5.31 shows a cross-section of an LED signal lamp with  
this dual-convex lens design.  
Examining the geometry shown in Figure 5.30, the desired  
focal length, f, is approximately 15.3mm. A lens of this  
power will be a dual-convex, and R1 and R2 can now be  
calculated using the following equation:  
Consider a case with a plano-convex lens (R =  
19mm) where an aperture diameter of 25 mm  
is desired for use as a collimating lens. This lens  
will be too thick to properly injection mold  
(greater than 6 mm), so a Fresnel design will be  
used with a maximum height of 4 mm. The  
resulting design will have three steps, as shown  
in Figure 5.32.  
efficient than spherical forms. However, the  
design of these types of lenses is more complex  
and generally requires optical modeling software  
and accurate optical models of the LED.  
Another class of lens exists which couple the  
principles of refraction and total internal reflection  
(TIR). These lenses are commonly referred to as  
reflective/refractive, or catadioptric lenses. Lenses  
designed by Fresnel over 100 years ago for light  
houses contained such TIR faces for improved  
efficiency. An example of a catadioptric lens is  
shown in Figure 5.34.  
Convex-Fresnel lenses can be designed in  
which a large radius (low curvature) lens is used  
on the LED side, and a Fresnel-type lens with a  
smaller radius (more curvature) is used on the  
other side as shown in Figure 5.33.  
This type of lens is useful when refractive lens  
designs cannot efficiently bend the light rays at  
the required angle. By combining reflection and  
refraction into a single optical element, a very  
powerful and efficient lens can be designed. TIR  
is most efficient when incident rays are nearly  
tangential, where as refraction is most efficient  
when the rays are close to the normal.  
Other Lens Design Options  
In this section we have discussed only spherical  
lens designs. Spherical lenses are easily  
designed, specified, and checked; but may not  
be the most efficient collimator due to spherical  
aberrations. Other lens designs, such as  
hyperbolic-planar, sphero-elliptic, and free-form  
lenses can be designed which may be more  
19  
Figure 5.30 Cross-section of the  
desired LED lamp configuration.  
Figure 5.31 Cross-section of  
an LED signal lamp with a dual convex  
lens (R1 = 24mm, R2 = 18mm).  
Figure 5.32 Cross-section of a plano-  
convex lens and its Fresnel equivalent.  
Figure 5.33 Convex-Fresnel lens used as an LED  
collimator.  
Figure 5.34 Cross-section of a catadioptric lens  
used as an LED collimator.  
20  
Appendix 5A  
Flux Integration of Rotationally Symetric Radiation Patterns  
Substituting Iv(q) into (6) we get:  
F v(q) = 2 p cosq sinq dq  
The cummulative flux as a function of angle  
from the optical axis (Figure 5.2) can be  
ò
(7)  
= p sin2 q  
calculated from the radiation pattern (Figure  
5.1). This calculation is simple for rotationally  
symetric radiation patterns and is shown below:  
Intensity is defined as the flux per unit solid  
angle, or  
This equation can be rearranged to solve  
for flux.  
F v = Iv w  
(2)  
(3)  
F v = ò Iv d w  
Figure 5A.1 Graphic explanation of flux integration  
technique.  
Solid angle, w, as a function of q can be  
determined with the aid of Figure 5A.1.  
dw(q) = 2 pt sinq dq  
Assigning a value of r=1, this equation becomes  
dw(q) = 2 p sinq dq (4)  
(4)  
and substituting (5) into (3) we can solve for  
F v(q).  
F v(q) = 2 p òIv (q)sinq dq  
(6)  
Figure 5A.2 Rotationally symmetric, lambertian  
radiation pattern.  
Consider the case where the LED has a  
rotationally symetric, lambertian radiation  
pattern as shown in the Figure 5A.2.  
21  
The plot for equation (7) is shown in  
Figure 5A.3.  
By normalizing the Y-axis to 100% at 90°, this  
graph becomes that which is typically shown in  
the LED data sheets (Figure 5A.4). It should be  
noted that the data sheet refers to the X-axis as  
“Total Included Angle” which is equal to 2q (see  
Figure 5A.1).  
Figure 5A.4 Percent cummulative flux vs. total  
included angle.  
For rotationally symetric radiation patterns that  
cannot be easily represented with functions,  
Simpson’s rule can be applied to approximate  
the integral. For example, the HPWT-MH00  
radiation pattern cannot be easily described by  
a function. In such a case, the radiation pattern  
can be divided into a finite number of elements  
each with an angular width, dq, as shown in  
Figure 5A.5.  
The smaller the dq chosen, the larger n will  
become and the more accurate the  
approximation of the integral becomes.  
Applying Simpsons rule, we can approximate  
(6) by the following summation  
Figure 5A.5 Approximation of the HPWT-MH00  
radiation pattern.  
As before, (8) can be plotted as shown in Figure  
5A.6.  
Figure 5A.3 Graphic representation of  
Equation (7).  
Figure 5A.6 Graphic representation of  
equation (8).  
22  
Company Information  
Lumileds is a world-class supplier of Light Emitting Diodes (LEDs) producing  
billions of LEDs annually. Lumileds is a fully integrated supplier, producing  
core LED material in all three base colors (Red, Green, Blue)  
and White. Lumileds has R&D development centers in San Jose,  
California and Best, The Netherlands. Production capabilities in  
San Jose, California and Malaysia.  
Lumileds is pioneering the high-flux LED technology and bridging the gap  
between solid state LED technology and the lighting world. Lumileds is  
absolutely dedicated to bringing the best and brightest LED technology to  
enable new applications and markets in the Lighting world.  
LUMILEDS  
www.luxeon.com  
www.lumileds.com  
For technical assistance or the  
location of your nearest Lumileds  
sales office, call:  
Worldwide:  
+1 408-435-6044  
US Toll free: 877-298-9455  
Europe: +31 499 339 439  
Fax: 408-435-6855  
Email us at info@lumileds.com  
ã 2002 Lumileds Lighting. All rights reserved. Lumileds Lighting is a joint venture between Agilent Technologies and Philips  
Lumileds Lighting, LLC  
370 West Trimble Road  
San Jose, CA 95131  
Lighting. Luxeon is a trademark of Lumileds Lighting, Inc. Product specifications are subject to change without notice.  
Publication No. AB20-5 (Sept2002)  
23  

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